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UK EU MENA GCC Time Zones
CPEs: 24
Instructor: Dr Howard Haughton
Level: Intermediate
Tuition: £2,995.00
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NEW Risk Management in Capital Markets CM030

Location: UK EU MENA GCC Time Zones

First Date: Oct 5 - 7 2022

Duration: 3 days

Programme Director: Dr Howard Haughton

All Dates & Locations
Venue Details

Experience the highly-interactive expert-led social learning through Virtual Classroom via Cisco by Webex via Risk Reward.

All our 2022 Virtual and on-site Classroom events feature shared (or discrete) live chat between delegates and the expert, participate in topical surveys, polling questions, group exercises and case studies for a tried -and- true engaging and gratifying learning experience.

Need to bring this course in-house, certify your risk team or 1:1 tutorial? Simply contact us for significant cost savings and dates to best suit your organisation’s specific needs.

Agenda Highlights

Session 1: Enterprise Risk – who is responsible for risk management in an organisation

Session 2: Introduction to Enterprise Risk Management

Session 3: International Market Regulation

Session 4: Credit Risk Management in Capital Markets

Session 5: Market Risk Management

Session 6: Operational Risk Management

Session 7: Liquidity Risk Management

Session 8: Risk Management Techniques

Overview

The course is designed to explore with delegates how the complete range of risks in capital markets can be risk managed. It will highlight current techniques, look at some detailed calculations and discuss the latest trends in risk management plus cover both traditional and derivative products.

Designed for companies and capital market participants the course will review the tools currently available and how they are able to react to the changing internal and external operating environment.

Who Should Attend
  • Risk Managers
  • Bank Professionals
  • Dealers and Traders
  • Capital markets professionals
  • Investment professionals
  • Insurance professionals
  • Regulators
  • Financial Markets participants

Delegates who complete the course will receive a Certificate in Risk Management in Capital Markets, and for those who require a demonstration of competency via training, a 20 multiple choice questions assessment, fully invigilated, with results report and a resit is included in the price.

Additional Course Information

What Does It Cover?

Session 1: Enterprise Risk – Who is responsible for risk management in an organization

  • Corporate Governance
  • Risk Appetite, capacity, tolerance and acceptance
  • The role of the risk function
  • The 3 lines model
  • Risk Culture
  • Risk Register
  • Enterprise wide risk management
  • Role of Management
  • Risk Managers
  • Regulators

Session 2:  Introduction to Enterprise Risk Management

  • Market Risk
  • Liquidity Risk
  • Credit Risk
  • Operational Risk
    • Legal Risk
    • Due Diligence
    • Fraud
    • Rogue Trading
    • Political
  • Model Risk
  • Strategic Risk
  • Reputational Risk
  • Enterprise Risk
  • Inherent and residual risk
  • Expected and unexpected losses

Session 3: International Market Regulation

  • Aims of financial regulation
  • Existing regulation
  • Developing regulation
  • Capital requirements
  • Principles based regulation
  • Central counterparty requirements
  • LIBOR transition
  • Impact on capital markets
  • Ethics and culture
  • Codes of conduct
  • The role of compliance

 Session 4: Credit Risk Management in Capital Markets

  • Default risk
  • Settlement risk
  • Collateral management
  • Counterparty credit risk

Session 5:  Market Risk Management

  • Market Risk Sensitivities
  • PVBP
  • Delta
  • Gamma
  • Vega
  • Value at Risk
  • Methodologies
  • Back Testing
  • Stress Testing
  • Scenario Analysis
  • Limit Structures
  • Model Risk & Hedging Risk
  • Hedging mismatches

Session 6: Operational Risk Management

  • Operational failures
  • Technology and third parties
  • Legal Risk
  • Regulatory Risk
  • Political
  • People Risk

Session 7: Liquidity Risk Management

  • Asset / Liability Management
  • Gapping analysis
  • Funding sources
  • Disposal of Assets

Session 8:  Risk Management Techniques

  • Exception based escalation
  • Agile management approaches
  • Warning signs and reporting
  • Stress testing and scenario modelling
Learning Objectives

At the end of this course delegates will gain specialist technical and behavioural knowledge, techniques and approaches specifically

  • Understand the role of risk management
  • Appreciate the approaches to managing and modelling risk
  • Recognise the importance of stress testing and scenario modelling
  • Respond to the challenges of the revised 3 lines model
  • Appreciate how regulation drives markets
  • Understand the challenges currently faced

Delegates who complete the course will receive a Certificate in Risk Management in Capital Markets, and for those who require a demonstration of competency via training, a 20 multiple choice questions assessment, fully invigilated, with results report and a resit is included in the price.

Social Learning & Methods

Highly interactive expert-led intensive presentation, Q&A, group real-time in-depth case studies, regulation and discussion supported by key principles and theory. The virtual learning platform uses safe, industry preferred software to optimize live face-to-face visual interaction, discrete chat, for polling and quizzes.

(An invitation via email with access link is included for all participants.)

Registration

NEW Risk Management in Capital Markets

Course Fee

Enter voucher code RISK15 at checkout until Sep 30 2022 for additional savings

Course Fee (per person):
GBP £2,995.00 (+ UK VAT when applicable)

Number of delegates:

Data Privacy & Update of Contact Details Risk Reward Limited is fully compliant with the Data Protection Act. The information you provide will be safeguarded by Risk Reward Ltd. We do not rent, sell or exchange your details to anyone without your consent. Your details are never given to third parties. If you wish to update your details, please email: info@riskrewardlimited.com with your OLD and NEW details. Please allow 10 days to see the changes take effect. Thank you.

Terms and Conditions: You can cancel at any time. Due to the on-going COVID 19 environment cancellations may be made at any time for either a full refund or a credit towards another event occurring within the following 6 month period. Simply email or telephone the London Client Services team at training@riskrewardlimited.com to advise your preference and we will do our best to accommodate your circumstances. Risk Reward Ltd receives the right to a final decision in the event of a dispute.

All Risk Reward public courses are guaranteed to run although those offered by affiliates are subject to demand
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