CPEs: 24
Instructor: Yiannos Ashiotis
Level: Intermediate
Tuition: £2,995.00
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NEW CISI Global Financial Compliance RM015

Location: UK EU MENA WAT GCC Time Zones

Duration: 3 days including revision & mock exam

Programme Director: Yiannos Ashiotis FCSI CAMS CPA

All Dates & Locations
Venue Details

Experience the highly-interactive expert-led social learning through Virtual Classroom via Cisco WebEx from Risk Reward.

All our 2024 Live, on-site and Live Virtual Classroom events feature shared (or discrete) live chat between delegates and the expert, participate in topical surveys, polling questions, group exercises and case studies for a tried -and- true engaging and gratifying learning experience.

Need to bring this course in-house or face-to-face in your location for any sized group or 1:1 tutorial? Simply contact us for significant cost savings and dates to best suit your professional development and business goals.

"Very informative. Very friendly environment."
IT Director, Nordea Bank, Copenhagen
Agenda Highlights

Part 1: The International Regulatory Environment

Part 2: The Compliance function

Part 3: Managing the risk of financial crime

Part 4: Ethics, Integrity and Fairness

Part 5: Governance, Risk management and Compliance

Part 6:  Revision & Mock Exam

"'Did not realise we could train and certify an entire department.'"
Risk Director, Investec, South Africa

This course explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness

Designed to serve the training needs for CISI candidates worldwide, this examination preparatory training offers to earn a globally portable qualification and will provide you with a broad understanding, relevant of the compliance issues that arise within the financial services industry.

The programme addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter.

"'Excellent course. I learned a great deal and the trainer did a great job adapting to the on-line delivery method for the course.'"
Financial risk officer, Solomon Islands Port Authority
Who Should Attend

The course is appropriate all compliance staff and will be especially relevant for Compliance Officers.

All delegates who complete the course will receive a Certificate in Global Financial Compliance and for those who require the CISI examination our Client Services Team will facilitate registration, study materials purchase, exam booking and payment of all fees. For more information about CISI fees in addition to the training course please visit

Additional Course Information

What Does It Cover?

 The International Regulatory Environment

  • Models of regulation
  • The International approach to regulation 

The Compliance function

  • International best practice
  • The role of the Compliance function within a firm
  • Managing regulatory relationships

Managing the risk of financial crime

  • Money laundering, terrorist financing and the standards required of firms
  • Practical implications
  • Policies, procedures and controls required of Firms

 Ethics, Integrity and Fairness

  • Ethics
  • Market Integrity
  • Fair Conduct
  • Fair Dealing

 Governance, Risk management and Compliance

  • Corporate governance
  • Key risk types, their application and impact on the Compliance function


Learning Objectives

The purpose of this intensive learning-from-scratch course is to equip delegates with the necessary knowledge and exam techniques to prepare them to achieve a pass mark on the  exam for this professional  qualification.

Delegates have access to the trainer for Q&A for up to 30 days following completion of the training course, which is included in the price.

Delegates who complete the course will receive a Certificate with equivalent CPD/CPE credits via email; and for those who require an assessment as a demonstration of competency via training a 20 multiple-choice questions and answers quiz, remotely invigilated with results report and 1 resit, is available at no additional charge when requested at time of reservation.

Social Learning & Methods

Highly interactive expert-led intensive presentation, Q&A, group real-time in-depth case studies, regulation and discussion supported by key principles and theory.

The virtual learning platform uses safe, industry preferred encrypted Cisco WebEx to optimize live face-to-face visual interaction, discrete chat, for polling and quizzes.

(An invitation via email with access link is included for all participants.)




NEW CISI Global Financial Compliance

Course Fee

Apply 10% discount code RISK10 by December 15, 2023 at check-out

Course Fee (per person):
GBP £2,995.00 (+ UK VAT when applicable)

Number of delegates:

Data Privacy & Update of Contact Details Risk Reward Limited is fully compliant with the Data Protection Act. The information you provide will be safeguarded by Risk Reward Ltd. We do not rent, sell or exchange your details to anyone without your consent. Your details are never given to third parties. If you wish to update your details, please email: with your OLD and NEW details. Please allow 10 days to see the changes take effect. Thank you.

Terms and Conditions: You can cancel at any time. Due to the on-going COVID 19 environment cancellations may be made at any time for either a full refund or a credit towards another event occurring within the following 6 month period. Simply email or telephone the London Client Services team at to advise your preference and we will do our best to accommodate your circumstances. Risk Reward Ltd receives the right to a final decision in the event of a dispute.

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SKU: RM015 Categories: ,

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