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Certificated
UK EU MENA WAT GCC Time Zones
CPEs:
24
Instructor:
Yiannos Ashiotis
Level:
Intermediate
Tuition:
£2,995.00
CISI Global Financial Compliance RM015
Location: UK EU MENA WAT GCC Time Zones
First Date: Feb 24 - 26 2025
Duration: 3 days including revision & mock exam
Programme Director: Yiannos Ashiotis FCSI CAMS CPA
All Dates & Locations
Venue Details
Experience the highly-interactive expert-led social learning through Virtual Classroom via Cisco WebEx from Risk Reward.
All our 2024 Live, on-site and Live Virtual Classroom events feature shared (or discrete) live chat between delegates and the expert, participate in topical surveys, polling questions, group exercises and case studies for a tried -and- true engaging and gratifying learning experience.
Need to bring this course in-house or face-to-face in your location for any sized group or 1:1 tutorial? Simply contact us for significant cost savings and dates to best suit your professional development and business goals.
"Very informative. Very friendly environment."IT Director, Nordea Bank, Copenhagen
Agenda Highlights
Part 1: The International Regulatory Environment
Part 2: The Compliance function
Part 3: Managing the risk of financial crime
Part 4: Ethics, Integrity and Fairness
Part 5: Governance, Risk management and Compliance
Part 6: Revision & Mock Exam
"'Did not realise we could train and certify an entire department.'"Risk Director, Investec, South Africa
Overview
This course explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness
Designed to serve the training needs for CISI candidates worldwide, this examination preparatory training offers to earn a globally portable qualification and will provide you with a broad understanding, relevant of the compliance issues that arise within the financial services industry.
The programme addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter.
"'Excellent course. I learned a great deal and the trainer did a great job adapting to the on-line delivery method for the course.'"Financial risk officer, Solomon Islands Port Authority
Who Should Attend
The course is appropriate all compliance staff and will be especially relevant for Compliance Officers.
All delegates who complete the course will receive a Certificate in Global Financial Compliance and for those who require the CISI examination our Client Services Team will facilitate registration, study materials purchase, exam booking and payment of all fees. For more information about CISI fees in addition to the training course please visit cisi.org
Additional Course Information
What Does It Cover?
The International Regulatory Environment
- Models of regulation
- The International approach to regulation
The Compliance function
- International best practice
- The role of the Compliance function within a firm
- Managing regulatory relationships
Managing the risk of financial crime
- Money laundering, terrorist financing and the standards required of firms
- Practical implications
- Policies, procedures and controls required of Firms
Ethics, Integrity and Fairness
- Ethics
- Market Integrity
- Fair Conduct
- Fair Dealing
Governance, Risk management and Compliance
- Corporate governance
- Key risk types, their application and impact on the Compliance function
END
Learning Objectives
The purpose of this intensive learning-from-scratch course is to equip delegates with the necessary knowledge and exam techniques to prepare them to achieve a pass mark on the exam for this professional qualification.
Delegates have access to the trainer for Q&A for up to 30 days following completion of the training course, which is included in the price.
Delegates who complete the course will receive a Certificate with equivalent CPD/CPE credits via email; and for those who require an assessment as a demonstration of competency via training a 20 multiple-choice questions and answers quiz, remotely invigilated with results report and 1 resit, is available at no additional charge when requested at time of reservation.
Social Learning & Methods
Highly interactive expert-led intensive presentation, Q&A, group real-time in-depth case studies, regulation and discussion supported by key principles and theory.
The virtual learning platform uses safe, industry preferred encrypted Cisco WebEx to optimize live face-to-face visual interaction, discrete chat, for polling and quizzes.
(An invitation via email with access link is included for all participants.)
Registration
CISI Global Financial Compliance
Course Fee
Apply 10% discount code RISK10 by December 15, 2024 at check-out
Course Fee (per person):
GBP £2,995.00 (+ UK VAT when applicable)
Get in touch and see how Risk Reward can help you
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