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Certificated
UK Europe MENA Time Zones
CPEs:
32
Instructor:
Yiannos Ashiotis FCSI CAMS CPA
Level:
Introductory / Refresher
Tuition:
£2,495.00
NEW CISI Global Financial Compliance RM015
Location: UK Europe MENA Time Zones
First Date: Sep 26 - 29 2022
Duration: 3.5 days plus half a day revision & mock exam
Programme Director: Yiannos Ashiotis
All Dates & Locations
Venue Details
Experience the highly-interactive expert-led social learning through Virtual Classroom via Cisco WebEx from Risk Reward.
All our 2022 Virtual Classroom events feature shared (or discrete) live chat between delegates and the expert, participate in topical surveys, polling questions, group exercises and case studies for a tried -and- true engaging and gratifying learning experience.
Need to bring this course in-house or face-to-face in your location? Simply contact us for significant cost savings and dates to best suit your professional development and business goals.
"Very informative. Very friendly environment."IT Director, Nordea Bank, Copenhagen
Agenda Highlights
Part 1: The International Regulatory Environment
Part 2: The Compliance function
Part 3: Managing the risk of financial crime
Part 4: Ethics, Integrity and Fairness
Part 5: Governance, Risk management and Compliance
Part 6: Revision & Mock Exam
"'Did not realise we could train and certify an entire department.'"Risk Director, Investec, South Africa
Overview
This CISI examination preparatory training is designed for this globally portable qualification and will provide you with a broad understanding of the compliance issues that arise within the financial services industry.
The qualification addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter.
It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness
Who Should Attend
The course is appropriate all compliance staff and will be especially relevant for Compliance Officers.
All delegates who complete the course will receive a Certificate in Global Financial Compliance and for those who require the CISI examination our Client Services Team will facilitate registration, study materials purchase, exam booking and payment of all fees. For more information about CISI fees in addition to the training course please visit cisi.org
Additional Course Information
What Does It Cover?
The International Regulatory Environment
- Models of regulation
- The International approach to regulation
The Compliance function
- International best practice
- The role of the Compliance function within a firm
- Managing regulatory relationships
Managing the risk of financial crime
- Money laundering, terrorist financing and the standards required of firms
- Practical implications
- Policies, procedures and controls required of Firms
Ethics, Integrity and Fairness
- Ethics
- Market Integrity
- Fair Conduct
- Fair Dealing
Governance, Risk management and Compliance
- Corporate governance
- Key risk types, their application and impact on the Compliance function
Learning Objectives
The purpose of this intensive learning-from-scratch course is to equip delegates with the necessary knowledge and exam techniques to prepare them to achieve a pass mark on the exam for this professional qualification.
Social Learning & Methods
Highly interactive expert-led intensive presentation, Q&A, group real-time in-depth case studies, regulation and discussion supported by key principles and theory.
The virtual learning platform uses safe, industry preferred encrypted Cisco WebEx to optimize live face-to-face visual interaction, discrete chat, for polling and quizzes.
(An invitation via email with access link is included for all participants.)
Registration
NEW CISI Global Financial Compliance
Course Fee
Early Bird Discounts of 15% through Sept 15, 2022
Course Fee (per person):
GBP £2,495.00 (+ UK VAT when applicable)
Get in touch and see how Risk Reward can help you
Our London team is ready to listen carefully to your needs, take the brief, explore options, offer suggestions and help you in a professional and friendly manner.