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Certificated
UK Europe MENA Time Zones
CPEs: 32
Level: Introductory / Refresher
Tuition: £2,495.00
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NEW CISI Global Financial Compliance RM015

Location: UK Europe MENA Time Zones

First Date: Sep 26 - 29 2022

Duration: 3.5 days plus half a day revision & mock exam

Programme Director: Yiannos Ashiotis

All Dates & Locations
Venue Details

Experience the highly-interactive expert-led social learning through Virtual Classroom via Cisco WebEx from Risk Reward.

All our 2022 Virtual Classroom events feature shared (or discrete) live chat between delegates and the expert, participate in topical surveys, polling questions, group exercises and case studies for a tried -and- true engaging and gratifying learning experience.

Need to bring this course in-house or face-to-face in your location? Simply contact us for significant cost savings and dates to best suit your professional development and business goals.

"Very informative. Very friendly environment."
IT Director, Nordea Bank, Copenhagen
Agenda Highlights

Part 1: The International Regulatory Environment

Part 2: The Compliance function

Part 3: Managing the risk of financial crime

Part 4: Ethics, Integrity and Fairness

Part 5: Governance, Risk management and Compliance

Part 6:  Revision & Mock Exam

"'Did not realise we could train and certify an entire department.'"
Risk Director, Investec, South Africa
Overview

This CISI examination preparatory training is designed for this globally portable qualification and will provide you with a broad understanding of the compliance issues that arise within the financial services industry.

The qualification addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter.

It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness

 

Who Should Attend

The course is appropriate all compliance staff and will be especially relevant for Compliance Officers.

All delegates who complete the course will receive a Certificate in Global Financial Compliance and for those who require the CISI examination our Client Services Team will facilitate registration, study materials purchase, exam booking and payment of all fees. For more information about CISI fees in addition to the training course please visit cisi.org

Additional Course Information

What Does It Cover?

 The International Regulatory Environment

  • Models of regulation
  • The International approach to regulation 

The Compliance function

  • International best practice
  • The role of the Compliance function within a firm
  • Managing regulatory relationships

Managing the risk of financial crime

  • Money laundering, terrorist financing and the standards required of firms
  • Practical implications
  • Policies, procedures and controls required of Firms

 Ethics, Integrity and Fairness

  • Ethics
  • Market Integrity
  • Fair Conduct
  • Fair Dealing

 Governance, Risk management and Compliance

  • Corporate governance
  • Key risk types, their application and impact on the Compliance function

 

 

Learning Objectives

The purpose of this intensive learning-from-scratch course is to equip delegates with the necessary knowledge and exam techniques to prepare them to achieve a pass mark on the  exam for this professional  qualification.

 

Social Learning & Methods

Highly interactive expert-led intensive presentation, Q&A, group real-time in-depth case studies, regulation and discussion supported by key principles and theory.

The virtual learning platform uses safe, industry preferred encrypted Cisco WebEx to optimize live face-to-face visual interaction, discrete chat, for polling and quizzes.

(An invitation via email with access link is included for all participants.)

 

 

Registration

NEW CISI Global Financial Compliance

Course Fee

Early Bird Discounts of 15% through Sept 15, 2022

Course Fee (per person):
GBP £2,495.00 (+ UK VAT when applicable)

Number of delegates:

Data Privacy & Update of Contact Details Risk Reward Limited is fully compliant with the Data Protection Act. The information you provide will be safeguarded by Risk Reward Ltd. We do not rent, sell or exchange your details to anyone without your consent. Your details are never given to third parties. If you wish to update your details, please email: info@riskrewardlimited.com with your OLD and NEW details. Please allow 10 days to see the changes take effect. Thank you.

Terms and Conditions: You can cancel at any time. Due to the on-going COVID 19 environment cancellations may be made at any time for either a full refund or a credit towards another event occurring within the following 6 month period. Simply email or telephone the London Client Services team at training@riskrewardlimited.com to advise your preference and we will do our best to accommodate your circumstances. Risk Reward Ltd receives the right to a final decision in the event of a dispute.

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SKU: RM015 Categories: ,

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