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Our London team are ready to answer questions, provide information & choices to help make your public seminar booking in a prompt, professional & friendly manner.
Location: UK EU MENA Africa GCC Time Zones
First Date: Oct 10 - 12 2022
Duration: 3 days
Programme Director: Dennis Cox FCSI FRISM FCA AIIA BFP
Experience the highly-interactive expert-led social learning through Virtual Classroom via ZOOM
All our 2022 Virtual Classroom events feature shared (or discrete) live chat between delegates and the expert, participate in topical surveys, polling questions, group exercises and case studies for a tried -and- true engaging and gratifying learning experience.
Need to bring this course in-house or Face-to-Face? Simply contact us for a prompt, courteous quotation with significant cost savings and dates to meet your specific needs.
"The audit programmes were the most useful for us as we were just about to start our digital asset management audit. Very helpful."European bank auditor, Luxembourg
Session 1: The General Asset Management Control Environment
Session 2: Acquiring a Client
Session 3: Quoted Equity Investment
Session 4: Quoted Fixed Income Investment
Session 5: The Risk Management of Alternative Investment
Session 6: Money Market Funds
Session 7: The Risk in Outsourcing and the Selection and Management of Third Parties
Session 8: Other Matters
"Dennis brings a wide range of expertise in risk and audit. Will book him again."Senior audit manager, Middle East Educational Foundation
This course looks systematically at how to best implement controls within asset management to drive down risk, and considers the approach that internal auditors should adopt when conducting such an assignment.
This course specifically designed for auditors planning to conduct internal audit assignments within asset management.
The General Asset Management Control Environment:
Acquiring a Client:
Quoted Equity Investment:
Quoted Fixed Income Investment:
The Risk Management of Alternative Investments:
Money Market Funds:
The Risks in Asset Allocation & Portfolio Management:
The Risks in Outsourcing and the Selection and Management of Third Parties:
Other Matters:
You will learn about the general asset management control environment, and the key considerations when auditing KYC compliance requirements, traditional and derivative investments, money market funds, asset allocation and third parties.
As the complexity and related risks in the asset management world have grown and to review these activities effectively auditors must have a comprehensive understanding of the many elements involved.
Highly interactive expert-led intensive presentation, Q&A, group real-time in-depth case studies, regulation and discussion supported by key principles and theory.
The virtual learning platform uses safe, industry preferred encrypted Cisco WebEx to optimize live face-to-face visual interaction, discrete chat, for polling and quizzes.
(An invitation via email with access link is included for all participants.)
Course Fee (per person):
GBP £2,995.00 (+ UK VAT when applicable)