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Our London team are ready to answer questions, provide information & choices to help make your public seminar booking in a prompt, professional & friendly manner.
Location: UK Europe, EMEA WAT Time Zones
First Date: Feb 24 - 26 2025
Duration: 4 days including 1/2 day Revision & Mock Exam
Programme Director: Dennis Cox CISI Exam Prep Tutor
Experience the highly-interactive expert-led social learning through Virtual Classroom via Cisco WebEx from Risk Reward.
All our 2024 Live onsite and live Virtual Classroom events feature shared (or discrete) live chat between delegates and the expert, participate in topical surveys, polling questions, group exercises and case studies for a tried -and- true engaging and gratifying learning experience.
Need to certify your entire department, bring this course in house for a small team, 1:1 or face to face, or on-site? Simply contact us for significant cost savings and dates to meet your specific business requirements.
"{The trainer] was very knowledgeable and able to give opinions across a wide variety of subjects. Very well informed. "Risk Director, Japanese Bank, New York
Session 1: the Regulatory Environment
Session 2: The Financial Services and Markets Act 2000 and Financial Services Act 2012
Session 3: Associated Legislation and Regulation
Session 4: The FCA Conduct of Business Sourcebook/Client Assets
Session 5: Complaints and Redress
"Very engaging and a friendly environment. Thank you Paul."IT Director, Nordea, Copenhagen
Training to this fundamental understanding of financial regulation and the CISI qualification underpins the key regulations in the UK’s Financial Sector from the broad perspective of the regulatory environment to the Conduct of Business Sourcebook (COBS) rules.
This course is relevant for both the Capital Markets Programme and the Investment Operations Certificate.
Training to this central qualification is essential for anyone taking the CISI Capital Markets Programme or the Investment Operations Certificate (IOC) and also appropriate to anyone who requires a general understanding of UK Financial Regulations.
The Regulatory Environment
The Financial Services and Markets Act 2000 and Financial Services Act 2012
Associated Legislation and Regulation
The FCA Conduct of Business Sourcebook / Client Assets
Complaints and Redress
The purpose of this four- day course, including half- day mock exam and review, is to equip delegates with the essential and necessary knowledge – and where needed – exam techniques to prepare them to sit and pass the exam for this CISI qualification.
Delegates will gain specialist technical and behavioural knowledge in an ‘on-the-job-training’ style by a professional CISI subject matter expert and trainer, which can be applied to the workplace immediately.
Highly interactive expert-led intensive presentation, Q&A, group real-time in-depth case studies, regulation and discussion supported by key principles and theory. The virtual learning platform uses safe, industry preferred encrypted Cisco WebEx to optimize live face-to-face visual interaction, discrete chat, for polling and quizzes.
(An invitation via email with access link is included for all participants.)
Course Fee (per person):
GBP £2,995.00 (+ UK VAT when applicable)