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Global Markets & Time Zones
CPEs:
24
Instructor:
Dr Howard Haughton
Level:
Intermediate
Tuition:
£3,495.00
NEW Risk Management in Capital Markets CM030
Location: Global Markets & Time Zones
Duration: 3 days
Programme Director: Dr Howard Haughton Phd Oxon
All Dates & Locations
Venue Details
Experience the highly-interactive expert-led social learning through Virtual Classroom via Cisco by Webex via Risk Reward.
All our 2023 Live Virtual and on-site Classroom events feature shared (or discrete) live chat between delegates and the expert, participate in topical surveys, polling questions, group exercises and case studies for a tried -and- true engaging and gratifying learning experience.
Need to bring this course in-house, certify your risk team or 1:1 tutorial? Simply contact us for significant cost savings and dates to best suit your organisation’s specific needs.
"Good course. Very thorough and thought provoking."Financial Officer, Caribbean Fund
Agenda Highlights
Session 1: Enterprise Risk – who is responsible for risk management in an organisation
Session 2: Introduction to Enterprise Risk Management
Session 3: International Market Regulation
Session 4: Credit Risk Management in Capital Markets
Session 5: Market Risk Management
Session 6: Operational Risk Management
Session 7: Liquidity Risk Management
Session 8: Risk Management Techniques
"Comprehensive and thought provoking. "Risk manager, Caribbean Oil & Gas Industrial
Overview
The course is designed to explore with delegates how the complete range of risks in capital markets can be risk managed. It will highlight current techniques, look at some detailed calculations and discuss the latest trends in risk management plus cover both traditional and derivative products.
Designed for companies and capital market participants the course will review the tools currently available and how they are able to react to the changing internal and external operating environment.
"Surprised at the level of expertise for this training. Impressive and comprehensive topics covered and explained to a diverse level of delegates in the classroom."Credit risk manager, Caribbean bank
Who Should Attend
- Risk Managers
- Bank Professionals
- Dealers and Traders
- Capital markets professionals
- Investment professionals
- Insurance professionals
- Regulators
- Financial Markets participants
Delegates who complete the course will receive a Certificate in Risk Management in Capital Markets, and for those who require a demonstration of competency via training, a 20 multiple choice questions assessment, fully invigilated, with results report and a resit is included in the price.
Additional Course Information
What Does It Cover?
Enterprise Risk – Who is responsible for risk management in an organization
- Corporate Governance
- Risk Appetite, capacity, tolerance and acceptance
- The role of the risk function
- The 3 lines model
- Risk Culture
- Risk Register
- Enterprise wide risk management
- Role of Management
- Risk Managers
- Regulators
Enterprise Risk Management
- Market Risk
- Liquidity Risk
- Credit Risk
- Operational Risk
- Legal Risk
- Due Diligence
- Fraud
- Rogue Trading
- Political
- Model Risk
- Strategic Risk
- Reputational Risk
- Enterprise Risk
- Inherent and residual risk
- Expected and unexpected losses
International Market Regulation
- Aims of financial regulation
- Existing regulation
- Developing regulation
- Capital requirements
- Principles based regulation
- Central counterparty requirements
- LIBOR transition
- Impact on capital markets
- Ethics and culture
- Codes of conduct
- The role of compliance
Credit Risk Management in Capital Markets
- Default risk
- Settlement risk
- Collateral management
- Counterparty credit risk
Market Risk Management
- Market Risk Sensitivities
- PVBP
- Delta
- Gamma
- Vega
- Value at Risk
- Methodologies
- Back Testing
- Stress Testing
- Scenario Analysis
- Limit Structures
- Model Risk & Hedging Risk
- Hedging mismatches
Operational Risk Management
- Operational failures
- Technology and third parties
- Legal Risk
- Regulatory Risk
- Political
- People Risk
Liquidity Risk Management
- Asset / Liability Management
- Gapping analysis
- Funding sources
- Disposal of Assets
Risk Management Techniques
- Exception based escalation
- Agile management approaches
- Warning signs and reporting
- Stress testing and scenario modelling
END
Learning Objectives
At the end of this course delegates will gain specialist technical and behavioural knowledge, techniques and approaches specifically
- Understand the role of risk management
- Appreciate the approaches to managing and modelling risk
- Recognise the importance of stress testing and scenario modelling
- Respond to the challenges of the revised 3 lines model
- Appreciate how regulation drives markets
- Understand the challenges currently faced
Delegates who complete the course will receive a Certificate in Risk Management in Capital Markets, and for those who require a demonstration of competency via training, a 20 multiple choice questions assessment, fully invigilated, with results report and a resit is included in the price.
Social Learning & Methods
Highly interactive expert-led intensive presentation, Q&A, group real-time in-depth case studies, regulation and discussion supported by key principles and theory. The virtual learning platform uses safe, industry preferred software to optimize live face-to-face visual interaction, discrete chat, for polling and quizzes.
(An invitation via email with access link is included for all participants.)
Registration
NEW Risk Management in Capital Markets
Course Fee
Apply discount voucher code RISK10 at check out before Feb 15 2023 for savings
Course Fee (per person):
GBP £3,495.00 (+ UK VAT when applicable)
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