USA/Canada/Mexico Central Time Zones
CPEs: 24
Instructor: Andrew Jefford
Level: Intermediate
Tuition: £2,995.00
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NEW The Risks of Regulation and Compliance RM100

Location: USA/Canada/Mexico Central Time Zones

First Date: Oct 11 - 13 2021

Duration: 3 days/24 hours

Programme Director: Andrew Jefford

All Dates & Locations
Venue Details

Experience the highly-interactive expert-led social learning through Virtual Classroom via Cisco WebEx from Risk Reward.

All our 2021 Virtual Classroom events feature shared (or discrete) live chat between delegates and the expert, participate in topical
surveys, polling questions, group exercises and case studies for a tried -and- true engaging and gratifying learning experience.

"“Group discussion for brainstorming, shared many useful websites, sanctions most valued topic as rarely Is there too much information on this. Great and useful”"
Risk manager, HSBC, Taiwan
Agenda Highlights

Session 1: The Compliance Landscape?
Session 2: What really happens in practice?
Session 3: Compliance and Governance
Session 4: Financial Crime Deterrence
Session 5: Sanctions and Sanctions Risk
Session 6: Conduct Risk, Bribery and Corruption
Session 7: Process Safety Management (PSM) programs
Session 8: Data Management
Session 9: Marketing and Advertising
Session 10: Compliance and HR
Session 11: Other Issues
Session 12: The Future

"I really enjoyed the course. It was interactive, and the instructor was very helpful."
Risk Manager, Global UK Bank

This in-depth, intensive course addresses key compliance issues and their control within the corporate environment with a focus on  financial crime, sanctions and conduct risk, process safety management (PSM), data issues and the impact of risk management programs on the enterprise and its business lines, operations, products and services.

"Very informative and useful information - not just generalities. VERY knowledgeable and insightful."
Risk Manager, Commercial Bank, New York
Who Should Attend

While the course is designed primarily for compliance officers, Internal Audit, Legal Functions, Regulators, Internal and External Audit  recent delegates have included those from IT, operations, HR  and software  firms.

Additional Course Information

What Does It Cover?

Compliance and regulation risk in practice in industry including financial crime, prevention vs detection controls, sanctions & OFAC, conduct risk, bribery & corruption, PSM, data mining & management, marketing and advertising, reporting & warning signs, HR & whistleblowing, and much more.

Learning Objectives

Delegates will gain specialist technical and behavioural knowledge and a thorough understanding of the role of compliance within an organisation and its governance, key risk implications, and how the role of compliance and legal differ which can be applied to workplace practises immediately.

Social Learning & Methods

Highly interactive expert-led intensive presentation, Q&A, group real-time in-depth
case studies, regulation and discussion supported by key principles and theory.

The virtual learning platform uses safe, industry preferred encrypted Cisco WebEx to
optimize live face-to-face visual interaction, discrete chat, for polling and quizzes. (An invitation via email with access link is included for all participants.)


NEW The Risks of Regulation and Compliance

Course Fee

Early Bird Discounts of 10% available by May 1, 2021

Course Fee (per person):
GBP £2,995.00 (+ UK VAT when applicable)

Number of delegates:

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Terms and Conditions: You can cancel at any time. Due to the on-going COVID 19 environment cancellations may be made at any time for either a full refund or a credit towards another event occurring within the following 6 month period. Simply email or telephone the London Client Services team at to advise your preference and we will do our best to accommodate your circumstances. Risk Reward Ltd receives the right to a final decision in the event of a dispute.

All Risk Reward public courses are guaranteed to run although those offered by affiliates are subject to demand
SKU: RM100 Categories: ,

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    Our London team is ready to listen carefully to your needs, take the brief, explore options, offer suggestions and help you in a professional and friendly manner.